| Mr. William Patrick Bradley III, CPA |
Executive Vice President of Fund Services |
908 750 |
1972 |
| Ms. Mardelle W. Peña |
Executive Vice President & Chief Human Resources Officer |
831 500 |
1953 |
| Mr. George Robert Aylward Jr., CPA |
President, Chief Executive Officer & Director |
3 416 500 |
1964 |
| Mr. Richard William Smirl J.D. |
Executive Vice President & Chief Operating Officer |
2 241 500 |
1967 |
| Mr. Michael Aaron Angerthal CPA |
Executive Vice President, Chief Financial Officer & Treasurer |
2 216 500 |
1967 |
| Mr. Barry Mitchell Mandinach J.D. |
Executive Vice President & Head of Distribution |
1 806 500 |
1956 |
| Mr. Thomas Franco |
Senior Managing Director & Head of Retail Sales |
0 |
0 |
| Mr. Sean Rourke |
Vice President of Investor Relations |
0 |
0 |
| Ms. Andra Cynthia Purkalitis J.D. |
Executive Vice President, Chief Legal Officer, General Counsel & Corporate Secretary |
0 |
1962 |
| Mr. Joe Fazzino |
Vice President of Corporate Communications |
0 |
0 |